Ensures clients and the firm comply with regulatory and professional standards.

Typical Duties and Responsibilities:

• Advise clients and internal teams on compliance requirements.

• Conduct compliance audits and risk assessments.

• Review policies, procedures, and controls for adherence to regulations.

• Prepare compliance reports and recommendations for management.

• Monitor regulatory updates and implement necessary changes.

• Provide compliance training to staff.

• Support audits and regulatory inspections.