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Paraplanning Compliance Manager

  • £45000 - £50000 per annum
  • Redditch
  • Posted: 31/05/2023
  • Permanent
  • Job Ref: 387147171

Job Details

Paraplanning Compliance Manager  £50k - Redditch                          

“It takes less time to do things right than to explain why you did it wrong.” 

- Henry Wadsworth Longfellow. 
Our client, a rapidly growing Financial Services organisation based in Redditch, is looking for an experienced Paraplanning Compliance Manager  to join their team. As the Paraplanning Compliance Manager , you will ideally have a Paraplanning and Compliance background and play a pivotal role in the success of the company by overseeing and managing the daily operations.  
Your responsibilities as the Operations Manager will include:

  • Manage the daily operations of the business, ensuring efficiency and effectiveness across all departments
  • Keep up to date with FCA rules and regulations, including Consumer Duty
  • Lead projects as agreed with all stakeholders
  • Monitor and review operational performance and business strategy to maximise productivity
  • Develop, recommend and implement strategies to improve processes and workflows
  • Point of contact for technical questions
  • Oversee the recruitment, training, and development of staff members
  • Manage Business Support and Paraplanning teams to deliver optimal productivity
  • Ensure compliance with industry regulations and best practices
To be a successful Paraplanning Compliance Manager , you will require the following:
  • Paraplanning/technical report writing experience
  • Diploma in Financial Planning / Regulated Financial Planning / Bachelor’s degree in a related field or other recognised industry qualifications
  • Strong leadership and management skills with a proven track record of managing teams
If you’re passionate about this position or are keen to hear more, please click on “apply” as soon as possible.
You are required to be eligible to work in the UK full time without restriction.
Due to the high volume of applications we receive it is not always possible to respond to unsuccessful applicants. Therefore, if we have not responded to your application within five days, please assume that on this occasion your application has not been successful.